Partners

EagleClaw Capital Management is privately owned and independent, but created a strong partnership with Moors and Cabot upon its inception. Moors and Cabot is a full-service investment firm founded in 1890 and headquartered in Boston, MA, with offices nationwide. The partnership between Moors and Cabot and EagleClaw Capital Management allows us to leverage Moors and Cabot's relationship with RBC Correspondent Services (RBC CS) for custody, trade execution, clearing, and other back office services. It also allows us to leverage a team of in-house equity and fixed income traders, and access Moors & Cabot's extensive library of market research and subscriptions for investment professionals.

In general, sharing resources and physical space with Moors and Cabot allows us to focus on managing money for clients rather than the details of running a small business, provides the critical resources we use to manage accounts that were no longer available as part of a large firm, all of which might be difficult or simply too costly to duplicate on our own. It should also be noted that as Registered Representatives of Moors and Cabot, we are also able to handle any investment accounts for which a fee-for-service relationship might not be appropriate.

To learn more about Moors and Cabot, visit www.moorscabot.com.

We use Advent Software to provide performance reporting, appraisals, and industry-leading portfolio management information and tools. Advent has been an innovator in this field since its inception in 1983, and is currently viewed as the gold standard in performance reporting and portfolio management solutions.

To learn more about Advent Software, visit www.advent.com.

Moors & Cabot has a contractual agreement with RBC Correspondent Services (RBC CS) to serve as our clearing firm. This fully disclosed agreement states the responsibilities of each party. RBC CS is responsible for making all disclosures to our firm's designated examining authority as required by NYSE Rule 382. Each client of our firm is notified of the relationship via a disclosure letter, which details the responsibilities that our firm (the introducing broker-dealer) and RBC CS (the clearing firm) have to the client. Although client assets are held by RBC Capital Markets, LLC, neither RBC Capital Markets, LLC, nor RBC CS has responsibility for the financial condition or performance of our firm or our Financial Advisors.

RBC Correspondent Services is a division of RBC Capital Markets, LLC. RBC Capital Markets, LLC, is a member of the Securities Investor Protection Corporation (SIPC). SIPC is a nonprofit membership corporation funded by its member security broker-dealers. SIPC protects the securities clients of its members in the event of the failure of a member firm. SIPC reimburses clients the cash value of their securities up to $500,000 per client.  Any cash in a client's account would be reimbursed by SIPC up to $250,000 (reducing the $500,000 above). RBC Capital Markets, LLC, has purchased an additional policy that offers coverage in excess of the protection provided by SIPC. This coverage covers additional securities and cash protection up to $99.5 million per client, of which $900,000 may be in cash. A $400 million aggregate limit applies to this additional coverage.

To learn more about SIPC visit www.SIPC.org.